Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • SMF3 Executive Director (23 Apr 2020 to 30 Jun 2020)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (11 Jun 2025 to 1 Jul 2025)
    • CF30 Customer (11 Jun 2025 to 1 Jul 2025)
    • [FCA CF] Client dealing (11 Jun 2025 to 1 Jul 2025)
  • Suitable Money Advice Ltd (no longer approved here)

    FRN 811115

    • (1)Employed By (11 Jun 2025 to 1 Jul 2025)
  • WLR F&I SOLUTIONS LIMITED (no longer approved here)

    FRN 912005

    • Responsibility for MCD Intermediation (16 Dec 2019 to 8 Jul 2024)
    • Responsible for Insurance Distribution (16 Dec 2019 to 8 Jul 2024)
    • SMF16 Compliance Oversight (16 Dec 2019 to 8 Jul 2024)
    • SMF3 Executive Director (16 Dec 2019 to 8 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Suitable Money Advice Ltd

  2. controlled function added: (1)Employed By at Suitable Money Advice Ltd