Matthew Robert Stokes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
  • Michael Stokes

    FRN 606600

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 24 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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