Matthew Robert Stait

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AW Wealth Ltd
FRN 944935
- (3)Employed By (since 13 Jul 2023)
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 14 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (since 15 Aug 2022)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Functions requiring qualifications (15 Jun 2016 to 23 Sep 2019)
- [FCA CF] Manager of certification employee (15 Jun 2016 to 23 Sep 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.