Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF30 Customer (9 Oct 2013 to 17 Nov 2017)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • CF27 Investment Management (30 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Mar 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 13 Feb 2003)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • CF27 Investment Management (30 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Mar 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Apr 2002 to 13 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.