Matthew Robert Chipperfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hallmark Financial Services Limited

    FRN 438373

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Oct 2005 to 31 Mar 2009)
    • CF1 Director (12 Oct 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Oct 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (12 Oct 2005 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 21 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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