Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Nov 2015 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (20 Nov 2013 to 14 Dec 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (10 Dec 2012 to 23 Oct 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 May 2011 to 24 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.