Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 1 Apr 2022)
- CF30 Customer (since 17 Mar 2022)
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Opal Financial Planning Ltd
FRN 938883
- (2)Employed By (since 17 Mar 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
- CF30 Customer (21 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.