Matthew Richard Owen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yeoman & Owen Financial Services Limited

    FRN 698302

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (25 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Aug 2015 to 30 Sep 2018)
    • CF1 Director (25 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Aug 2015 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 25 Oct 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Dec 2009 to 1 Apr 2012)
  • Warwick Road IFA Limited (no longer approved here)

    FRN 512450

    • Employed By (3 Dec 2009 to 25 Oct 2012)
  • CCV Risk Solutions Limited (no longer approved here)

    FRN 461649

    • CF1 Director (AR) (6 May 2009 to 3 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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