Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Sep 2021)
    • CF1 Director (AR) (8 Feb 2013 to 3 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 3 Sep 2021)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jun 2007 to 17 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 4 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.