Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SSM ONE LIMITED
FRN 716565
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (13 Oct 2016 to 8 Dec 2019)
- CF3 Chief Executive (21 Mar 2016 to 8 Dec 2019)
- CF1 Director (21 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (22 Jul 2013 to 1 Apr 2014)
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- Employed By (22 Jul 2013 to 1 Apr 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.