Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 21 Jul 2023)
- [FCA CF] Manager of certification employee (14 Jun 2021 to 8 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (6 Oct 2020 to 9 Sep 2021)
- [FCA CF] Client dealing (13 Nov 2019 to 9 Feb 2023)
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- [PRA CF] Significant risk taker or Material risk taker (6 Oct 2020 to 9 Sep 2021)
- CF30 Customer (11 Nov 2009 to 1 Aug 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.