Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ShadowFall Capital & Research LLP
FRN 782080
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Apr 2022)
- CF1 Director (AR) (26 Jul 2019 to 3 Apr 2024)
- CF4 Partner (12 Oct 2017 to 8 Dec 2019)
- CF30 Customer (12 Oct 2017 to 3 Apr 2024)
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- (5)Employed By (21 May 2019 to 3 Apr 2024)
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- CF30 Customer (1 Nov 2007 to 17 Aug 2008)
- CF22 Investment Adviser (Trainee) (22 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.