Matthew Peter DeSio

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MILO FINANCIAL LTD

    FRN 587243

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (20 Nov 2012 to 8 Dec 2019)
    • CF1 Director (20 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Nov 2012 to 30 Sep 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 16 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (19 Apr 2005 to 15 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.