Matthew Pennington

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society

    FRN 153706

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (6 Mar 2012 to 27 Oct 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (14 Jan 2011 to 3 Feb 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (27 Oct 2006 to 1 Sep 2007)
    • CF22 Investment Adviser (Trainee) (29 Dec 2005 to 27 Oct 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Dec 2001 to 15 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.