Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Nov 2025)
  • DOUGLAS STEERS & COMPANY LIMITED (no longer approved here)

    FRN 705132

    • [FCA CF] Functions requiring qualifications (7 Mar 2023 to 28 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2023 to 28 Oct 2025)
  • Capel Court Limited (no longer approved here)

    FRN 154146

    • [FCA CF] Client dealing (14 Jun 2021 to 3 Mar 2023)
    • [FCA CF] Functions requiring qualifications (14 Jun 2021 to 3 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.