Matthew Patrick Peter Searle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Options Ltd

    FRN 440552

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] CASS oversight function (3 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Client dealing (3 Dec 2020 to 4 Dec 2020)
    • [FCA CF] Significant management (3 Dec 2020 to 4 Dec 2020)
    • [FCA CF] Manager of certification employee (3 Dec 2020 to 4 Dec 2020)
    • [FCA CF] Material risk taker (3 Dec 2020 to 4 Dec 2020)
    • Responsible for Insurance Mediation (11 Nov 2005 to 30 Sep 2018)
    • CF1 Director (11 Nov 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Nov 2005 to 27 Dec 2006)
    • CF8 Apportionment and Oversight (11 Nov 2005 to 31 Mar 2009)
  • Independent Options (no longer approved here)

    FRN 152928

    • (4)Employed By (1 Dec 2001 to 11 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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