Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (6 Apr 2021 to 30 Jan 2026)
- [FCA CF] Client dealing (6 Apr 2021 to 30 Jan 2026)
- SMF27 Partner (6 Aug 2020 to 30 Jan 2026)
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- [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jun 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jun 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
- CF27 Investment Management (17 Jan 2006 to 31 Oct 2007)
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- CF27 Investment Management (16 Sep 2004 to 3 Feb 2005)
- CF21 Investment Adviser (16 Sep 2004 to 3 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.