Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IPS Capital LLP (no longer approved here)

    FRN 471375

    • [FCA CF] Functions requiring qualifications (6 Apr 2021 to 30 Jan 2026)
    • [FCA CF] Client dealing (6 Apr 2021 to 30 Jan 2026)
    • SMF27 Partner (6 Aug 2020 to 30 Jan 2026)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (17 Jan 2006 to 31 Oct 2007)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF27 Investment Management (16 Sep 2004 to 3 Feb 2005)
    • CF21 Investment Adviser (16 Sep 2004 to 3 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.