Matthew Monksfield

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Handelsbanken plc (no longer approved here)
FRN 806852
- [FCA CF] Manager of certification employee (7 Mar 2020 to 1 Sep 2022)
- [FCA CF] Material risk taker (1 Dec 2018 to 1 Sep 2022)
PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- CF11 Money Laundering Reporting (14 Jun 2016 to 30 Nov 2018)
- CF10 Compliance Oversight (9 Jun 2016 to 30 Nov 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.