Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2025)
    • CF30 Customer (since 23 Jun 2025)
    • (4)Employed By (since 23 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Lee Newton Financial Services

  2. controlled function added: (4)Employed By at Lee Newton Financial Services