Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (18 Apr 2023 to 6 Jun 2023)
- [FCA CF] Client dealing (29 Mar 2023 to 6 Jun 2023)
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
-
- CF27 Investment Management (10 Jan 2007 to 30 Apr 2007)
-
- CF27 Investment Management (10 Jan 2007 to 30 Apr 2007)
-
- CF21 Investment Adviser (29 Sep 2005 to 27 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.