Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (601)[FCA CF] Material risk taker (31 Mar 2021 to 25 Aug 2022)
- (600)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
- (598)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (599)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (598)CF30 Customer at Novate Global Markets Limited
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controlled function added: (599)CF21 Investment Adviser at Novate Global Markets Limited
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controlled function added: (600)[FCA CF] Client dealing at Novate Global Markets Limited
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controlled function added: (601)[FCA CF] Material risk taker at Novate Global Markets Limited