Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (601)[FCA CF] Material risk taker (31 Mar 2021 to 25 Aug 2022)
    • (600)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (598)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (599)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (598)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (599)CF21 Investment Adviser at Novate Global Markets Limited

  3. controlled function added: (600)[FCA CF] Client dealing at Novate Global Markets Limited

  4. controlled function added: (601)[FCA CF] Material risk taker at Novate Global Markets Limited