Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Client dealing (1 Jun 2020 to 31 May 2021)
    • [FCA CF] Material risk taker (1 Jun 2020 to 31 May 2021)
    • CF30 Customer (4 Dec 2019 to 8 Dec 2019)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Client dealing (19 Nov 2019 to 31 May 2021)
    • [FCA CF] Material risk taker (19 Nov 2019 to 31 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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