Matthew Lionel Martin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MDM Wealth Ltd

    FRN 823733

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Nov 2022)
    • CF11 Money Laundering Reporting (3 Jun 2019 to 8 Dec 2019)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (3 Jun 2019 to 15 Nov 2022)
    • Responsible for Insurance Distribution (3 Jun 2019 to 15 Nov 2022)
  • FINANCIAL DESIGN (INDEPENDENT FINANCIAL ADVISORS) LIMITED (no longer approved here)

    FRN 536994

    • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2011 to 30 Sep 2018)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
    • CF1 Director (1 Jul 2011 to 8 Dec 2019)
  • Financial Design (IFA's) Ltd (no longer approved here)

    FRN 197022

    • (8)Employed By (1 Dec 2001 to 30 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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