Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROTECT AND INVEST LIMITED
FRN 469073
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Responsibility for MCD Intermediation (since 30 Mar 2020)
- Responsible for Insurance Distribution (since 30 Mar 2020)
- SMF16 Compliance Oversight (since 30 Mar 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
- [PRA CF] Key function holder (9 Dec 2019 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
- CF1 Director (6 Sep 2019 to 8 Dec 2019)
- CF30 Customer (18 Jul 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.