Matthew Leslie Morgan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF30 Customer (6 Nov 2014 to 30 Jan 2015)
ROMILLY ASSOCIATES IFA LTD (no longer approved here)
FRN 450550
- CF30 Customer (8 Feb 2013 to 8 Apr 2013)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (5 Sep 2012 to 15 Jan 2013)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (14 May 2010 to 24 Aug 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (3 Mar 2009 to 26 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.