Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midas Portal Limited (no longer approved here)

    FRN 917942

    • [FCA CF] Functions requiring qualifications (17 Aug 2023 to 18 Aug 2023)
    • [FCA CF] Client dealing (17 Aug 2023 to 18 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (17 Aug 2023 to 18 Aug 2023)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • [FCA CF] Client dealing (18 May 2022 to 28 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (18 May 2022 to 28 Sep 2023)
    • [FCA CF] Functions requiring qualifications (18 May 2022 to 28 Sep 2023)
    • CF30 Customer (17 May 2022 to 28 Sep 2023)
  • Alexander Peter Wealth (UK) Ltd (no longer approved here)

    FRN 957797

    • Employed By (17 May 2022 to 28 Sep 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (24 Mar 2014 to 31 Jul 2016)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (1 Aug 2013 to 5 Feb 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Apr 2008 to 29 Jul 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF22 Investment Adviser (Trainee) (13 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.