Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (17 Aug 2023 to 18 Aug 2023)
- [FCA CF] Client dealing (17 Aug 2023 to 18 Aug 2023)
- Appointed representative dealing with clients for which they require qualification (17 Aug 2023 to 18 Aug 2023)
-
- [FCA CF] Client dealing (18 May 2022 to 28 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (18 May 2022 to 28 Sep 2023)
- [FCA CF] Functions requiring qualifications (18 May 2022 to 28 Sep 2023)
- CF30 Customer (17 May 2022 to 28 Sep 2023)
-
- Employed By (17 May 2022 to 28 Sep 2023)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
-
- CF30 Customer (24 Mar 2014 to 31 Jul 2016)
-
- CF30 Customer (1 Aug 2013 to 5 Feb 2014)
-
- CF30 Customer (14 Apr 2008 to 29 Jul 2013)
-
- CF30 Customer (1 Nov 2007 to 8 Feb 2008)
- CF22 Investment Adviser (Trainee) (13 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.