Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 17 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Apr 2022)
- [FCA CF] Manager of certification employee (since 20 Oct 2020)
- [FCA CF] Manager of certification employee (15 Feb 2017 to 7 Aug 2017)
- [FCA CF] Client dealing (15 Feb 2017 to 28 Jul 2020)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 17 Mar 2023)
- [FCA CF] Manager of certification employee (since 14 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.