Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Global Advisors Limited
FRN 146665
- [FCA CF] Client dealing (since 4 Feb 2022)
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- CF30 Customer (22 Dec 2011 to 6 Mar 2016)
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- CF30 Customer (2 Mar 2009 to 18 May 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.