Matthew Keen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROBERTS KEEN INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 737641

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (25 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (25 Oct 2016 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (17 Jul 2012 to 3 Feb 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Jul 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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