Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 29 Sep 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 10 Nov 2014)
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Austin Lakin Clark Ltd
FRN 683324
- Employed By (since 23 Apr 2015)
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- (3)Employed By (4 Nov 2014 to 3 Aug 2018)
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- (191)Employed By (31 Mar 2014 to 1 Apr 2014)
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- CF30 Customer (31 Mar 2014 to 1 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.