Matthew-Jon Tubbs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABC International Bank Plc
FRN 149025
- [FCA CF] Material risk taker (since 12 Jul 2021)
- [FCA CF] Significant management (since 12 Jul 2021)
Tandem Bank Limited (no longer approved here)
FRN 204479
- SMF16 Compliance Oversight (7 Mar 2016 to 30 Apr 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 30 Apr 2018)
- CF10 Compliance Oversight (2 Apr 2015 to 6 Mar 2016)
- CF11 Money Laundering Reporting (2 Apr 2015 to 6 Mar 2016)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- CF10 Compliance Oversight (15 Oct 2012 to 3 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.