Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 18 Aug 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (15 Apr 2014 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 18 Aug 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (18 Aug 2020 to 26 Oct 2020)
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- (40)CF26 Customer Trading (1 Dec 2001 to 1 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (40)CF26 Customer Trading at Tradelink Worldwide Limited