Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (27 Jul 2020 to 10 Mar 2023)
- [FCA CF] Manager of certification employee (28 May 2020 to 10 Mar 2023)
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- [PRA CF] Significant risk taker or Material risk taker (27 Jul 2020 to 10 Mar 2023)
- [FCA CF] Manager of certification employee (27 Jul 2020 to 10 Mar 2023)
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- [FCA CF] Manager of certification employee (28 May 2020 to 10 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (28 May 2020 to 10 Mar 2023)
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- [PRA CF] Significant risk taker or Material risk taker (28 May 2020 to 10 Mar 2023)
- [FCA CF] Manager of certification employee (28 May 2020 to 10 Mar 2023)
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- SMF19 Head of Overseas Branch/Head of Overseas (20 Dec 2018 to 2 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 4 Nov 2010)
- CF21 Investment Adviser (31 Mar 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.