Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2020 to 10 Mar 2023)
    • [FCA CF] Manager of certification employee (28 May 2020 to 10 Mar 2023)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2020 to 10 Mar 2023)
    • [FCA CF] Manager of certification employee (27 Jul 2020 to 10 Mar 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (28 May 2020 to 10 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (28 May 2020 to 10 Mar 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (28 May 2020 to 10 Mar 2023)
    • [FCA CF] Manager of certification employee (28 May 2020 to 10 Mar 2023)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • SMF19 Head of Overseas Branch/Head of Overseas (20 Dec 2018 to 2 Mar 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Nov 2010)
    • CF21 Investment Adviser (31 Mar 2003 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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