Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (22 Feb 2011 to 29 Jul 2011)
- CF14 Risk Assessment (27 Feb 2003 to 8 Feb 2006)
- CF15 Internal Audit (27 Feb 2003 to 8 Feb 2006)
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- CF10 Compliance Oversight (8 Feb 2006 to 29 Jul 2011)
- CF1 Director (13 May 2004 to 29 Jul 2011)
- CF8 Apportionment and Oversight (15 Apr 2003 to 31 Mar 2009)
- CF15 Internal Audit (27 Feb 2003 to 1 Nov 2004)
- CF14 Risk Assessment (27 Feb 2003 to 1 Nov 2004)
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- CF1 Director (13 May 2004 to 29 Jul 2011)
- CF8 Apportionment and Oversight (15 Apr 2003 to 20 Nov 2009)
- CF10 Compliance Oversight (6 Nov 2002 to 29 Jul 2011)
- CF14 Risk Assessment (1 Dec 2001 to 1 Nov 2004)
- CF15 Internal Audit (1 Dec 2001 to 1 Nov 2004)
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- CF1 Director (13 May 2004 to 29 Jul 2011)
- CF8 Apportionment and Oversight (15 Apr 2003 to 31 Mar 2009)
- CF10 Compliance Oversight (6 Nov 2002 to 29 Jul 2011)
- CF15 Internal Audit (1 Dec 2001 to 8 Feb 2006)
- CF14 Risk Assessment (1 Dec 2001 to 8 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.