Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • CF1 Director (22 Feb 2011 to 29 Jul 2011)
    • CF14 Risk Assessment (27 Feb 2003 to 8 Feb 2006)
    • CF15 Internal Audit (27 Feb 2003 to 8 Feb 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF10 Compliance Oversight (8 Feb 2006 to 29 Jul 2011)
    • CF1 Director (13 May 2004 to 29 Jul 2011)
    • CF8 Apportionment and Oversight (15 Apr 2003 to 31 Mar 2009)
    • CF15 Internal Audit (27 Feb 2003 to 1 Nov 2004)
    • CF14 Risk Assessment (27 Feb 2003 to 1 Nov 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF1 Director (13 May 2004 to 29 Jul 2011)
    • CF8 Apportionment and Oversight (15 Apr 2003 to 20 Nov 2009)
    • CF10 Compliance Oversight (6 Nov 2002 to 29 Jul 2011)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Nov 2004)
    • CF15 Internal Audit (1 Dec 2001 to 1 Nov 2004)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF1 Director (13 May 2004 to 29 Jul 2011)
    • CF8 Apportionment and Oversight (15 Apr 2003 to 31 Mar 2009)
    • CF10 Compliance Oversight (6 Nov 2002 to 29 Jul 2011)
    • CF15 Internal Audit (1 Dec 2001 to 8 Feb 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.