Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 14 Sep 2022)
    • CF30 Customer (17 Jun 2010 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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