Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Starmark Investment Management Limited (no longer approved here)

    FRN 190249

    • [FCA CF] Client dealing (28 Feb 2020 to 10 May 2021)
    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2013)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2013)
    • CF29 Significant management (1 Nov 2007 to 1 Jan 2008)
    • CF27 Investment Management (21 Jun 2005 to 31 Oct 2007)
    • CF1 Director (22 May 2003 to 1 Sep 2013)
    • CF17 Significant Mgt (Other Business Operations) (22 May 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 May 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (22 May 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.