Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Feb 2020 to 10 May 2021)
- CF28 Systems and controls (1 Nov 2007 to 1 Sep 2013)
- CF30 Customer (1 Nov 2007 to 1 Sep 2013)
- CF29 Significant management (1 Nov 2007 to 1 Jan 2008)
- CF27 Investment Management (21 Jun 2005 to 31 Oct 2007)
- CF1 Director (22 May 2003 to 1 Sep 2013)
- CF17 Significant Mgt (Other Business Operations) (22 May 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (22 May 2003 to 31 Oct 2007)
- CF14 Risk Assessment (22 May 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.