Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (21 Oct 2024 to 4 Apr 2025)
- [FCA CF] Manager of certification employee (12 Jan 2024 to 10 Jan 2025)
- [FCA CF] CASS oversight function (20 Jul 2023 to 4 Apr 2025)
-
- [FCA CF] Manager of certification employee (12 Jan 2024 to 4 Apr 2025)
- [FCA CF] CASS oversight function (8 Apr 2021 to 4 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 11 Jan 2022)
- CF29 Significant management (20 Oct 2008 to 29 Feb 2012)
-
- CF20 Significant Mgt (Settlements) (2 Mar 2006 to 6 Jun 2006)
-
- CF20 Significant Mgt (Settlements) (2 Mar 2006 to 6 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.