Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [FCA CF] Client dealing (21 Oct 2024 to 4 Apr 2025)
    • [FCA CF] Manager of certification employee (12 Jan 2024 to 10 Jan 2025)
    • [FCA CF] CASS oversight function (20 Jul 2023 to 4 Apr 2025)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Manager of certification employee (12 Jan 2024 to 4 Apr 2025)
    • [FCA CF] CASS oversight function (8 Apr 2021 to 4 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 11 Jan 2022)
    • CF29 Significant management (20 Oct 2008 to 29 Feb 2012)
  • DEUTSCHE TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122126

    • CF20 Significant Mgt (Settlements) (2 Mar 2006 to 6 Jun 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF20 Significant Mgt (Settlements) (2 Mar 2006 to 6 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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