Matthew John Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dalbeath Financial Planning Ltd

    FRN 603653

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (25 Jun 2014 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (1 Nov 2007 to 3 Apr 2014)
    • CF27 Investment Management (6 Nov 2006 to 31 Oct 2007)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF27 Investment Management (1 Dec 2001 to 11 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.