Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercian FS Limited
FRN 945072
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 29 Jul 2021)
- Responsible for Insurance Distribution (since 29 Jul 2021)
- SMF16 Compliance Oversight (since 29 Jul 2021)
- SMF3 Executive Director (since 29 Jul 2021)
- [FCA CF] Functions requiring qualifications (since 29 Jul 2021)
- [FCA CF] Client dealing (29 Jul 2021 to 10 Sep 2024)
- [FCA CF] CASS oversight function (29 Jul 2021 to 10 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.