Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 26 Feb 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Dec 2014)
    • CF1 Director (AR) (4 Dec 2014 to 4 Mar 2026)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 8 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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