Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Managing a material risk taker (17 Mar 2023 to 22 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (15 Mar 2023 to 18 Mar 2024)
- [FCA CF] Manager of certification employee (15 Mar 2023 to 18 Mar 2024)
- [FCA CF] Client dealing (15 Nov 2016 to 14 Apr 2020)
- CF30 Customer (26 Oct 2011 to 13 Nov 2013)
-
- [PRA CF] Managing a material risk taker (17 Mar 2023 to 22 Apr 2024)
- [FCA CF] Manager of certification employee (15 Mar 2023 to 18 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (15 Mar 2023 to 18 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.