Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (17 Mar 2023 to 22 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2023 to 18 Mar 2024)
    • [FCA CF] Manager of certification employee (15 Mar 2023 to 18 Mar 2024)
    • [FCA CF] Client dealing (15 Nov 2016 to 14 Apr 2020)
    • CF30 Customer (26 Oct 2011 to 13 Nov 2013)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (17 Mar 2023 to 22 Apr 2024)
    • [FCA CF] Manager of certification employee (15 Mar 2023 to 18 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2023 to 18 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.