Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (9 Jun 2022 to 9 Aug 2023)
    • [FCA CF] Client dealing (24 Feb 2022 to 9 Jun 2022)
    • [FCA CF] Functions requiring qualifications (24 Feb 2022 to 9 Jun 2022)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (17 May 2021 to 3 Jan 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (27 Jul 2006 to 7 Jun 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF22 Investment Adviser (Trainee) (17 Apr 2003 to 17 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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