Matthew James Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foresight Group LLP

    FRN 198020

    • SMF27 Partner (since 26 Aug 2022)
    • [FCA CF] Manager of certification employee (since 12 Nov 2021)
    • [FCA CF] Material risk taker (since 5 Oct 2020)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.