Matthew James Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (9 Jul 2019 to 28 Aug 2023)
    • [FCA CF] Manager of certification employee (27 Apr 2018 to 28 Aug 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (18 Feb 2011 to 6 Mar 2016)
    • CF26 Customer Trading (25 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (31 Mar 2009 to 8 Jan 2011)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF26 Customer Trading (5 Apr 2002 to 10 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.