Matthew James Searle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PSP WEALTH MANAGEMENT LIMITED

    FRN 581393

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (9 May 2016 to 8 Dec 2019)
    • CF1 Director (9 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 May 2016 to 8 Dec 2019)
    • CF30 Customer (26 Jul 2012 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 May 2006 to 29 Nov 2006)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 30 May 2006)
  • Simply Mortgages (GB) Ltd (no longer approved here)

    FRN 401105

    • (6)Employed By (1 Jul 2005 to 29 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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