Matthew James Renier

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arthur Browns Wealth Management Ltd

    FRN 825843

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 4 Jun 2019)
    • Responsibility for MCD Intermediation (since 4 Jun 2019)
    • CF10 Compliance Oversight (4 Jun 2019 to 8 Dec 2019)
    • CF1 Director (4 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Yorkshire Wealth Management Ltd (no longer approved here)

    FRN 767418

    • CF30 Customer (16 Jun 2017 to 27 Jul 2017)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (28 Jul 2011 to 28 Dec 2011)
  • Retirement Solutions (UK) Limited (no longer approved here)

    FRN 483817

    • CF30 Customer (4 Jan 2011 to 15 Jun 2011)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (1 May 2007 to 7 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.