Matthew James Peter Rathe

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Functions requiring qualifications (16 Oct 2024 to 1 Jul 2025)
    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 6 Feb 2015)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2006 to 1 Aug 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (10 Jun 2002 to 19 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.