Matthew James Oxley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Societe Generale
FRN 124866
- [FCA CF] Client dealing (since 10 Jan 2022)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (2 Mar 2020 to 31 Dec 2021)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (29 Jan 2018 to 28 Aug 2019)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (28 Jul 2015 to 6 Mar 2016)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF30 Customer (1 Feb 2013 to 17 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.