Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 13 Aug 2018)
- [FCA CF] Client dealing (since 1 Jul 2018)
- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)
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- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (7 Jan 2019 to 6 Mar 2019)
- [FCA CF] Client dealing (27 Feb 2017 to 1 Jul 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (23 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.