Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Aug 2018)
    • [FCA CF] Client dealing (since 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (7 Jan 2019 to 6 Mar 2019)
    • [FCA CF] Client dealing (27 Feb 2017 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (23 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.