Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Feb 2025)
    • [FCA CF] Client dealing (1 Mar 2020 to 1 Mar 2026)
    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 1 Mar 2026)
    • CF1 Director (AR) (15 Sep 2014 to 1 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (25 Jul 2006 to 6 Aug 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (25 Jul 2006 to 6 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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